CASE-D3DDE6E2C654
Portfolio candidates
AI-generated options constrained and revalidated by Zypero controls.
How the candidates differ
Deterministic risk, liquidity, and one distinguishing allocation in each direction.
| Measure | CAND1 | CAND2 | Difference |
|---|---|---|---|
| Weighted product risk | CAND2 +0.40 | ||
| Portfolio redeemable within 5 days | Same | ||
| Vanguard S&P 500 ETFVOO | CAND1 +45 percentage points | ||
| iShares Core S&P 500 ETFIVV | CAND2 +45 percentage points |
Compliance and suitability validation
Ready for adviser acknowledgement
Deterministic checks were applied to this exact selected portfolio revision. This is not compliance approval or authorization for client delivery.
- Portfolio revision passed deterministic revalidationPassed
- Risk, allocation, liquidity, and concentration limitsPassed
- All selected products are approved for the demonstrationPassed
- Requested product and market exclusions are honoredPassed
- Passed
- Product currencies align with the stated preferencesPassed
- Compliance version
- 1
- Compliance rule version
- TW-PORTFOLIO-COMPLIANCE-DEMO-1.0
Adviser review recorded · Internal draft
Adviser-Reviewed Portfolio
Objectives
Wealth Creation · Capital Preservation
Governed risk profile
Growth · 4/5
Compliance and constraints reviewed
Passed
Selected allocation
| Illustrative product | Allocation % |
|---|---|
| Us Dividend Equity | 10 |
| Vanguard Dividend Appreciation ETFVIG | 10 |
| Us Large Cap Equity | 45 |
| iShares Core S&P 500 ETFIVV | 45 |
| Us Large Cap Stocks | 45 |
| Apple Inc.AAPL | 25 |
| Microsoft CorporationMSFT | 20 |
This draft is not a trade instruction, compliance approval, or authorization for client delivery.
Validation outcome
Two illustrative portfolio candidates passed deterministic validation.
Candidate validation metrics
- CAND1 · Total allocation 100% · Weighted product risk 3.50 · Portfolio redeemable within 5 days 100%
- CAND2 · Total allocation 100% · Weighted product risk 3.9 · Portfolio redeemable within 5 days 100%
Preference screening
—
Technical details
- Proposal version
- 1
- Validation version
- 1
- Catalogue version
- US-CROSS-BORDER-REFERENCE-1.0
- Execution ID
- 2d9db2c5-06be-45e0-9913-716c3756178a
Case audit log
| Time (UTC) | Event | Version | Outcome | Rule version |
|---|---|---|---|---|
| Case created | 1 | Complete | — | |
| reviewed_client_context | 1 | Recorded | — | |
| compliance_decision | 1 | Recorded | — | |
| interview_transcript | 1 | Recorded | — | |
| onboarding_identity | 1 | Recorded | — | |
| sow_assessment | 1 | review_required | — | |
| sow_assessment | 2 | review_required | — | |
| sow_assessment | 3 | review_required | — | |
| sow_assessment | 4 | review_required | — | |
| sow_assessment | 5 | review_required | — | |
| sow_evidence_assessment | 1 | Recorded | — | |
| sow_evidence_assessment | 2 | Recorded | — | |
| sow_evidence_assessment | 3 | Recorded | — | |
| sow_evidence_assessment | 4 | Recorded | — | |
| sow_evidence_request | 1 | Recorded | — | |
| transcript_extraction_proposal | 1 | Recorded | — | |
| ubo_assessment | 1 | review_required | — | |
| ubo_evidence_assessment | 1 | Recorded | — | |
| ubo_evidence_assessment | 2 | Recorded | — | |
| Discovery recorded | 1 | Recorded | — | |
| Deterministic risk profile calculated | 1 | Complete | TW-WM-DEMO-1.1 | |
| AI risk review recorded | 1 | Complete | — | |
| Portfolio candidates generated | 1 | Complete | — | |
| Portfolio candidates validated | 1 | Recorded | — | |
| Portfolio selection submitted | 1 | Selected | — | |
| Compliance validation completed | 1 | Ready for adviser review | TW-PORTFOLIO-COMPLIANCE-DEMO-1.0 | |
| Adviser acknowledgement recorded | 1 | Acknowledged | — |
Illustrative fictional products only. Adviser review is required before client communication.
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